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Simplified Employee Pension (SEP) Contribution | Limits & Rules

Written by Zach Stein | Dec 15, 2022 6:27:45 AM

What Is a SEP IRA?

SEPs are individual retirement accounts (IRAs) available to small company owners and self-employed individuals. The company can deduct contributions to a SEP IRA tax-wise. They can also make non-elective contributions to each qualifying employee's plan.

The contribution limits for a SEP IRA are higher than those for a traditional IRA, and the rules governing withdrawals and distributions are also more flexible.

Contribution Limits

Contributions to self-employed SEP-IRAs are subject to the same restrictions as contributions to employee SEP-IRAs. Below are more details on the limits for each category: 

Self-Employed

If you contribute to your own SEP-IRA, you must do a particular calculation to determine your maximum deduction. 

You may utilize the Rate Table for Self-Employed or the Rate Worksheet for Self-Employed, depending on the contribution rate in your plan. Then, using the Self-Employed Deduction Worksheet, you can calculate your maximum deduction.

Your net earnings and the deduction for contributions to your individual SEP-IRA are interdependent. As a result, you indirectly calculate the deduction for contributions to your own SEP-IRA by lowering the contribution rate specified in your plan.

Employer

Employer contributions to an employee's SEP-IRA cannot exceed the lesser of either: 

  • 25% of the employee's annual salary or
  • $61,000 in 2022 or $66,000 in 2023

 

SEP plans do not allow for elective wage deferrals or catch-up payments.

SEP IRA Rules

SEP IRAs were mainly created to promote retirement benefits among enterprises that would not otherwise set up employer-sponsored plans. However, not all firms are capable of establishing them. Only sole proprietors, partnerships, and corporations are eligible.

In terms of participation, having too much money might be a barrier—the qualifying compensation ceiling is $305,000 in 2022, increasing to $330,000 in 2023.

In contrast to qualifying retirement plans, the SEP does not allow participants, including the firm owner, to borrow up to the lesser of 50% or $50,000 of their vested amount.

Furthermore, several types of employees may be prohibited by their employer from enrolling in a SEP IRA, even if they are otherwise eligible under the plan's rules.

Nonresident alien workers may also be excluded if they do not receive U.S. wages or other service remuneration from their employer.

SEP contributions and profits are stored in SEP IRAs. Withdrawals are taxed in the year they are received. If a person withdraws before 59 1/2, an extra 10% tax is typically levied.

Contributions and profits from SEPs can be transferred tax-free to other IRAs and retirement plans.

SEP contributions and profits must eventually be dispersed following the IRA's required minimum distribution regulations.

SEP IRA vs Individual 401(k)

SEP IRA and Individual 401(k) are retirement accounts that allow employer contributions and have high contribution limits.

The main difference is the maximum contribution limit. You may contribute more to a 401(k) at lower income levels than you can to a SEP IRA. 

Furthermore, if you are 50 or older, the 401(k) offers a catch-up contribution that the SEP-IRA does not.

The second key difference is that you may borrow against your 401(k), but under a SEP-IRA, you cannot.

A SEP IRA, on the other hand, is easier to establish and manage. Individual 401(k)s need greater administrative involvement from the owner, and they can also incur more costs than SEP IRAs.

Traditional IRA vs Roth IRA vs SEP IRA

These three retirement accounts have significant distinctions.

Traditional IRA

You contribute tax-free money to a traditional IRA, which decreases your tax burden in the year you contribute.

However, when you withdraw money in retirement, it is taxed as ordinary income, and you must begin receiving distributions once you reach the age of 73. This makes it excellent for people who want to retire at a lower tax bracket.

Roth IRA

A Roth IRA operates in the other direction. Because you paid income tax on your contributions earlier, retirement withdrawal is tax-free. This makes a Roth IRA more appealing to people who expect to retire at a higher tax rate.

Furthermore, because a Roth IRA has no required minimum withdrawals, you can keep the money and pass the fund on to your successors if you don't need it.

SEP IRA

A SEP IRA  permits employer contributions, whereas regular and Roth IRAs do not. All contributions are tax-deductible, meaning that retirement distributions are taxed as ordinary income.

A SEP IRA's maximum contribution limit is significantly larger than that of a regular or Roth IRA. Employers can obtain a tax deduction for their contribution, which implies that the self-employed person can get that tax deduction if they are both employer and employee.

Advantages of SEP IRA

The following are the advantages of SEP IRA:

  • A large annual contribution cap.
  • Contributions are tax-deductible.
  • It is possible to combine it with a separate traditional or Roth IRA.
  • It is so easy to set up and run.
  • To retain it, you do not have to contribute to your SEP IRA yearly.

Disadvantages of SEP IRA

The following are the disadvantages of SEP IRA:

  • There are no "catch-up" contributions for anyone above the age of 50.
  • Employers must donate the same proportion to their workers as they do to their own SEP-IRA.
  • You must take the required minimum distributions when you reach the age of 73.
  • There is no Roth IRA variant of SEP IRAs; thus, no tax-free retirement withdrawals are possible.
  • Early withdrawals may incur a 10% penalty in addition to income taxes.

 

The Bottom Line

Simplified Employee Pension (SEP) IRA is a retirement savings plan for small business owners and the self-employed. It allows employers to make tax-deductible contributions to their employees' retirement accounts, and employees are not taxed on the contributions until they withdraw the money in retirement.

It offers a high degree of flexibility and generous contribution limits, making them an attractive retirement savings option for small business owners and the self-employed.

However, there are a few drawbacks to be aware of, such as the lack of catch-up contributions for those over age 50 and the required minimum distributions at age 72.

Overall, a SEP IRA can be a great way to save for retirement.

FAQs

1. What is a SEP IRA?

A SEP IRA is a retirement savings plan made available to self-employed individuals and small business owners. It allows for tax-deductible, tax-deferred employer contributions.

2. What is the contribution limit for a SEP IRA?

Employer contributions to an employee's SEP-IRA cannot exceed the lesser of either 25% of the employee's annual salary or $61,000 in 2022 ($66,000 in 2023).

3. What are the advantages of a SEP IRA?

The advantage of a SEP IRA is that it is easy to set up and run and offers a high degree of flexibility and generous contribution limits.

4. What are the disadvantages of a SEP IRA?

The disadvantage of a SEP IRA is that there is no "catch-up" provision for those over age 50. In addition, when you reach the age of 73, you must make the statutory minimum distributions.

5. Is it better to have a 401k or SEP IRA?

The answer to this depends on your individual circumstances. Factors to consider when making this decision include each plan's total available contribution limit, tax benefits, and other features.